Applicant must be a Chief Compliance Officer or hold a similar senior compliance role within a registered Capital Market Operator in Nigeria.
Must be actively employed by a SEC-registered capital market operator, such as a broker/dealer, fund/portfolio manager, issuing house, or similar entity.
Applicants must be a sponsored individual who is registered with the SEC as a Compliance Officer.
Applicants are required to uphold the highest standards of ethical conduct and maintain compliance with the relevant SEC Rules and Regulations and other applicable laws and guidelines.
The official CCCOCIN application form must be fully completed with accurate and verifiable details.
Applicants must pay the required annual membership dues upon approval.